Ethical and social risks of harm from Language Models
Written for the Research library (claude-opus-5-5) from the paper text. Original — arxiv.org/pdf/2112.04359
Summary
Large language models are spreading quickly, but discussion of their possible harms has been scattered across many disciplines. This DeepMind report, led by Laura Weidinger with over twenty co-authors, brings that discussion together in one taxonomy. The authors run no experiments. Instead, they survey work from computer science, linguistics and the social sciences, covering harms already seen and harms expected as models become more capable. For each risk they give examples and trace its likely source. Sources include skewed training corpora, statistical learning that cannot tell true from false statements, and product design choices. The report then connects these sources to possible mitigations: data curation, training-time algorithms, access limits, public policy and participatory design. It argues that mitigations must be planned together, because fixing one harm can make another worse. For example, filtering toxic text may reduce model quality for some social groups. The main value of the work is a shared vocabulary and a structured starting point for measuring and reducing LM harms.
Key points
- The report identifies 21 risks in six areas:
- Discrimination, Exclusion and Toxicity
- Information Hazards
- Misinformation Harms
- Malicious Uses
- Human-Computer Interaction Harms
- Automation, Access, and Environmental Harms
- Example risks include:
- stereotyping, and weaker performance for some languages and groups;
- leaking or inferring private data;
- bad medical or legal advice;
- cheaper disinformation and scams;
- users over-trusting human-like conversational agents;
- energy costs, effects on job quality, and unequal access to benefits.
- Mitigation is tied to where a risk originates. For privacy leaks, options include cleaning training data, differential privacy during training, and restricting access or use cases.
- Open research questions include:
- how to set "fair enough" benchmark thresholds with stakeholder input;
- how to settle disagreement over what counts as toxic speech;
- doing more HCI and ethnographic research, such as a cited study of predictive policing in New Delhi.
- The report deliberately covers risks only. It leaves benefits and a full cost-benefit analysis to separate work.
Cited by
- Flamingo: a Visual Language Model for Few-Shot Learning
- PaLM 2 Technical Report
- Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions
- Marked Personas: Using Natural Language Prompts to Measure Stereotypes in Language Models
- Safe RLHF: Safe Reinforcement Learning from Human Feedback
- Towards Measuring the Representation of Subjective Global Opinions in Language Models
- Red Teaming Language Models to Reduce Harms: Methods, Scaling Behaviors, and Lessons Learned
- Gemini: A Family of Highly Capable Multimodal Models
- Gemini 1.5: Unlocking multimodal understanding across millions of tokens of context
- Improving alignment of dialogue agents via targeted human judgements
- Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injection
- WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs
- A Survey on Hallucination in Large Language Models: Principles, Taxonomy, Challenges, and Open Questions
- TrustLLM: Trustworthiness in Large Language Models
- BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset
- Challenges and Applications of Large Language Models
- SODA: Million-scale Dialogue Distillation with Social Commonsense Contextualization
- OpenAssistant Conversations -- Democratizing Large Language Model Alignment
- MADLAD-400: A Multilingual And Document-Level Large Audited Dataset
- Okapi: Instruction-tuned Large Language Models in Multiple Languages with Reinforcement Learning from Human Feedback
- Can language models learn from explanations in context?
- Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignment
- A Holistic Approach to Undesired Content Detection in the Real World
- Teaching language models to support answers with verified quotes
- CulturaX: A Cleaned, Enormous, and Multilingual Dataset for Large Language Models in 167 Languages
- GPT-4 Technical Report
- REFINER: Reasoning Feedback on Intermediate Representations
- Check Your Facts and Try Again: Improving Large Language Models with External Knowledge and Automated Feedback
- Ignore Previous Prompt: Attack Techniques For Language Models
- Red Teaming Language Models with Language Models
- Jais and Jais-chat: Arabic-Centric Foundation and Instruction-Tuned Open Generative Large Language Models
- BlenderBot 3: a deployed conversational agent that continually learns to responsibly engage
- Using DeepSpeed and Megatron to Train Megatron-Turing NLG 530B, A Large-Scale Generative Language Model
- LaMDA: Language Models for Dialog Applications
- Emergent Abilities of Large Language Models
- BloombergGPT: A Large Language Model for Finance
- The Rise and Potential of Large Language Model Based Agents: A Survey
- A Survey on Large Language Model (LLM) Security and Privacy: The Good, the Bad, and the Ugly
- Low-Resource Languages Jailbreak GPT-4
- GLM-130B: An Open Bilingual Pre-trained Model
- SafetyBench: Evaluating the Safety of Large Language Models
- Explainability for Large Language Models: A Survey
- ToolQA: A Dataset for LLM Question Answering with External Tools
Cite
@misc{weidinger2021ethical,
title = {{Ethical and social risks of harm from Language Models}},
author = {Weidinger, Laura and Mellor, John and Rauh, Maribeth and Griffin, Conor and Uesato, Jonathan and Huang, Po-Sen and Cheng, Myra and Glaese, Mia and Balle, Borja and Kasirzadeh, Atoosa and Kenton, Zac and Brown, Sasha and Hawkins, Will and Stepleton, Tom and Biles, Courtney and Birhane, Abeba and Haas, Julia and Rimell, Laura and Hendricks, Lisa Anne and Isaac, William and Legassick, Sean and Irving, Geoffrey and Gabriel, Iason},
year = {2021},
doi = {10.48550/arxiv.2112.04359},
eprint = {2112.04359},
archivePrefix = {arXiv},
url = {https://doi.org/10.48550/arxiv.2112.04359}
}References
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