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Derivational Morphology Reveals Analogical Generalization in Large Language Models

Paper · 2024 · Valentin Hofmann, Leonie Weissweiler, David Mortensen et al.

Summary

The paper asks whether large language models generalize linguistic patterns by applying abstract rules or by drawing analogies to stored examples. Earlier work mostly studied highly regular syntax, where the two explanations make identical predictions. The authors therefore turn to a more variable phenomenon: English adjective nominalization with -ity versus -ness, looking at adjectives that already carry a suffix. They train two cognitive models on adjective–derivative pairs found in the Pile, which is GPT-J's training corpus. One is a rule-based learner (MGL) and the other an exemplar-based analogy model (GCM). Both models are then compared with GPT-J on nonce adjectives that never appear in the Pile. For regular classes, every model matches GPT-J equally well. For variable classes, the token-based analogical model fits best. GPT-J is also sensitive to the frequency of individual words, even for regular forms, which argues against a rule mechanism. A further finding is that GPT-J generalizes over tokens, whereas humans generalize over types, and this makes its choices less human-like. The work offers a data-grounded way to probe the mechanisms behind LLM behavior.

Key points

  • The study covers four adjective classes. Two are regular: -able, which prefers -ity, and -ish, which prefers -ness. Two are variable: -ive and -ous.
  • For each class, 50 nonce adjectives were generated with UniPseudo, drawing on CELEX, MorphoLex and MorphoQuantics. Each nonce adjective and both of its possible derivatives were checked to have zero frequency in the Pile.
  • GPT-J's preference was measured by comparing summed log probabilities of the two derivatives, averaged over 12 prompts.
  • On the regular classes, MGL and GCM agree with GPT-J identically, at .893 for -able and .997 for -ish. On -ive and -ous, the token-based GCM gives the best match.
  • Compared with all the cognitive models, the predictions of GPT-J and GPT-4 are less human-like. The models also show no sign of decomposing words into morpheme types.

Our summary of the paper, in our own words — not its text. The work belongs to its authors; read it at the links above.

 Institutions

 Fields, topics and concepts

Cite

Cite as Valentin Hofmann, Leonie Weissweiler, David Mortensen, Hinrich Schütze and Janet Pierrehumbert. 2024. Derivational Morphology Reveals Analogical Generalization in Large Language Models. arXiv:2411.07990.

The paper itself, not this page. BibTeX from the library's record of the work. DOI 10.48550/arxiv.2411.07990 · arXiv 2411.07990

@misc{hofmann2024derivational,
  title = {{Derivational Morphology Reveals Analogical Generalization in Large Language Models}},
  author = {Valentin Hofmann, Leonie Weissweiler, David Mortensen, Hinrich Schütze and Janet Pierrehumbert},
  year = {2024},
  doi = {10.48550/arxiv.2411.07990},
  eprint = {2411.07990},
  archivePrefix = {arXiv},
  url = {https://doi.org/10.48550/arxiv.2411.07990}
}

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