Strategic conversation
Paper · 2013 · Nicholas Asher and Alex Lascarides
Summary
Grice-style accounts explain implicature by assuming that speakers share goals. Many real exchanges break that assumption: cross-examinations, political debates, a jealous partner's interrogation. Speakers there still trigger implicatures and even exploit them to mislead. Asher and Lascarides first spell out Gricean maxims as defeasible rules. They show that a scalar implicature like Bronston's evasive answer about Swiss accounts cannot be derived once Strong Cooperativity fails. Yet listeners plainly draw it. The authors then build a game-theoretic account of dialogue based on preferences and discourse coherence. It separates rhetorical cooperativity, meaning moves that look like a cooperative reply, from genuine alignment of intentions. Cooperative and strategic versions of a dialogue differ not in which implicatures arise but in their safety, meaning how reliably an inference can count as part of the speaker's public record. A symbolic, proof-theoretic counterpart models resource-bounded reasoners. It proves that Gricean cooperativity corresponds to aligned preferences, encoded as CP-nets. This gives one framework covering both friendly and adversarial talk.
Key points
- Motivating examples:
- The Bronston perjury cross-examination (from Solan & Tiersma 2005): the answer is literally true but implicates a false negative answer.
- Janet replying "Valentino has mononucleosis" to a jealous question about seeing him.
- Six defeasible principles are formalised: Rationality, Sincerity, Quantity, Competence, Sincerity about Intentions, Strong Cooperativity. The paper shows that the standard derivation of "some → not all" depends on Strong Cooperativity.
- Central new notion: the safety of an implicature, defined as whether it can reliably be treated as a public commitment. Misdirecting speakers can plausibly deny commitment to implicatures that are unsafe.
- Formal results (proved in the Appendix):
- Lemma 1: players obeying Gricean principles with acyclic, "realistic" CP-nets normally have isomorphic preferences.
- Lemma 2: the same holds for simple cycles.
- General CP-nets are handled by collapsing cycles into units and inducting.
- Published in Semantics and Pragmatics vol. 6 (2013), 62 pages; supported by ERC grant 269,427.
Interesting ideas
- I1. Keep rhetorical cooperativity (the reply has the shape of an answer) apart from real cooperativity (the speaker shares your goal), because the first can occur without the second.
- I2. Treat an implicature as a candidate commitment with a safety status, not as a fact, and let it be safe only when the context supports trusting the speaker.
- I3. Write maxims as defeasible rules and trace which rule blocks a derivation; this makes it explicit why an inference fails in an adversarial context.
- I4. Contrast the cooperative and non-cooperative versions of the same exchange: the implicatures are identical, but their reliability differs.
- I5. Model each agent's preferences as a CP-net, so that alignment or conflict of preferences becomes checkable structure.
For Mova
How these ideas could serve Mova, our small open language model — its files, stages and tests:
- I1 (frames): The speech-act layer in prag can label a reply as an indirect answer by its discourse shape, and record separately whether the speaker's goals are assumed aligned.
- I2 (world): Store implicated content in the world of the text as "committed-by-implicature, safe/unsafe" rather than merging it into true states.
- I3 (frames): Implicature derivations in prag can log which default (Sincerity, Competence, Cooperativity) fired or was defeated, which keeps every step explainable.
- I4 (learn): Build paired test items in which only the speaker's trustworthiness changes, as a negative control checking that the system adjusts belief and not just interpretation.
- I5 (answer): In fables with tricksters (fox and crow), represent the characters' conflicting preferences explicitly, so the reader can explain who misleads whom and why.
Institutions
📚 Shelves 4The field of science this work belongs to (OpenAlex fields).Arts and Humanities · 9,296 worksLanguage and Linguistics · 9,206 worksDecision Sciences · 85 worksManagement Science and Operations Research · 36 works
🧭 Topics 1Research subjects and languages the work is about.Implicature · 72 works
Cite
Cite as Nicholas Asher and Alex Lascarides. 2013. Strategic conversation. Semantics and Pragmatics.
@article{asher2013strategic,
title = {{Strategic conversation}},
author = {Nicholas Asher and Alex Lascarides},
journal = {Semantics and Pragmatics},
year = {2013},
doi = {10.3765/sp.6.2},
url = {https://doi.org/10.3765/sp.6.2}
}References
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