A Roadmap to Pluralistic Alignment
Written for the Research library (claude-opus-5-5) from the paper text. Original — arxiv.org/pdf/2402.05070
Summary
This ICML 2024 position paper argues that aligning AI to an "average" human preference ignores real disagreement among people. Using LLMs as a testbed, the authors define three ways a model can be pluralistic:
- Overton pluralism: covering every reasonable answer.
- Steerable pluralism: reliably adopting a requested perspective or value.
- Distributional pluralism: matching how a target population's answers are spread.
They also propose three kinds of benchmarks:
- multi-objective,
- trade-off steerable, which rewards hitting arbitrary balances between objectives,
- jury-pluralistic, which models individual raters explicitly.
To test the claim that current alignment narrows diversity, they compare base and aligned models against human answer distributions on GlobalQA and MPI using Jensen-Shannon distance. Aligned models generally drift further from human distributions, suggesting RLHF-style methods may reduce distributional pluralism. The paper is a framework and research agenda, not a finished method. It calls for finer-grained pluralistic evaluations, normative debate on alignment targets and customization limits, and new alignment techniques.
Key points
- Three model-level notions of pluralism: Overton, steerable and distributional. The authors note they can conflict, for example Overton versus distributional pluralism.
- Three benchmark classes: multi-objective, trade-off steerable and jury-pluralistic. Each is suited to different evaluation settings.
- Experiment setup: human versus model answer distributions are compared on GlobalQA (Japan, US, Germany targets) and MPI. Model families are LLaMA (base vs. Alpaca and Tulu), LLaMA2 (13B), Gemma (7B) and GPT-3.
- Example result: on GlobalQA (Japan), JS distance is about 0.40 for base LLaMA, compared with 0.45 for Alpaca and 0.54 for Tulu. The only noted exception is GPT-3 on MPI, which the authors ask readers to treat cautiously because of uncertainty over OpenAI model versions.
- Code: released on GitHub at jfisher52/AI_Pluralistic_Alignment.
Cited by
Cite
@misc{sorensen2024roadmap,
title = {{A Roadmap to Pluralistic Alignment}},
author = {Sorensen, Taylor and Moore, Jared and Fisher, Jillian and Gordon, Mitchell and Mireshghallah, Niloofar and Rytting, Christopher Michael and Ye, Andre and Jiang, Liwei and Lu, Ximing and Dziri, Nouha and Althoff, Tim and Choi, Yejin},
year = {2024},
doi = {10.48550/arxiv.2402.05070},
eprint = {2402.05070},
archivePrefix = {arXiv},
url = {https://doi.org/10.48550/arxiv.2402.05070}
}References
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