ARF-RLHF: Adaptive Reward-Following for RLHF through Emotion-Driven Self-Supervision and Trace-Biased Dynamic Optimization
Paper · 2026 · Yuxuan Zhang
Summary
Standard RLHF methods such as PPO and DPO depend on pairwise binary preference labels. These labels are expensive to collect, coarse, and skewed toward group-level tastes rather than individual users. This paper proposes Adaptive Reward-Following (ARF), a self-supervised pipeline that draws graded satisfaction signals from users' free-form follow-up messages, motivated by psycholinguistic evidence that people express approval and displeasure in consistent ways. The pipeline has four steps:
- A Static Satisfaction Scorer reads a user's reply and estimates a negative/neutral/positive distribution for the previous model response.
- These estimates are expanded in an Augmentation Database through synonym swaps, truncation and preference-weighted rebalancing.
- The expanded data, used as soft labels, trains an adaptive ARF Scorer that is periodically updated.
- The ARF Scorer's continuous rewards drive a new fine-tuning algorithm, TraceBias, which optimizes reward trajectories rather than binary comparisons.
Across several small LLM families and four preference domains, ARF beats PPO by 3.3% and DPO by 7.6%. The work suggests a cheaper route to personalized alignment with less manual annotation.
Key points
- Both scorers are built on RoBERTa-base (called "mini" in the text). The adaptive scorer uses Experience Replay over DailyDialog and GoEmotions to limit forgetting.
- TraceBias with DAM showed lower variance and steadier gradient norms than PPO at clip ε = 0.2. The author also gives a proof that TraceBias is consistent with standard RLHF.
- The static scorer reaches only about 70% accuracy. Neutral-dominated predictions are therefore not used as direct reward signal in TraceBias updates; they shrink the update instead.
- Evaluation covered Qwen-2/2.5, Gemma-2 and Llama-3.2 at 1.5B–3B parameters. All methods were judged against a fixed, held-out scorer, with additional checks by DeepSeek-V3 and GPT-5.
- Ablations show that rescoring is needed to follow preference reversals on ALPACA and GSM8K. The author acknowledges that no real human evaluation was done.
Institutions
Fields, topics and concepts
📚 Shelves 4The field of science this work belongs to (OpenAlex fields).Computer Science · 18,614 worksArtificial Intelligence · 17,965 worksArts and Humanities · 17,450 worksLanguage and Linguistics · 17,296 works
🧭 Topics 1Research subjects and languages the work is about.Sentiment & emotion · 1,035 works
Cite
Cite as Yuxuan Zhang. 2026. ARF-RLHF: Adaptive Reward-Following for RLHF through Emotion-Driven Self-Supervision and Trace-Biased Dynamic Optimization. Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers).
@inproceedings{zhang2026arf,
title = {{ARF-RLHF: Adaptive Reward-Following for RLHF through Emotion-Driven Self-Supervision and Trace-Biased Dynamic Optimization}},
author = {Yuxuan Zhang},
booktitle = {Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)},
year = {2026},
doi = {10.18653/v1/2026.acl-long.1637},
url = {https://doi.org/10.18653/v1/2026.acl-long.1637}
}References
- Yuntao Bai, Andy Jones, Kamal Ndousse, Amanda Askell, Anna Chen, Nova DasSarma, Dawn Drain, Stanislav Fort, Deep Ganguli, Tom Henighan, Nicholas Joseph, Saurav Kadavath, Jackson Kernion, Tom Conerly, Sheer El-Showk, Nelson Elhage, Zac Hatfield-Dodds, Danny Hernandez, Tristan Hume, and 12 others. 202… find
- RALPH ALLAN BRADLEY. 1955. Rank analysis of incomplete block designs: Iii. some large-sample results on estimation and power for a method of paired comparisons*. Biometrika, 42(3-4):450–470. find
- Huanpei Chen and Hsin-Hsi Chen. 2016. Implicit polarity and implicit aspect recognition in opinion mining. In Annual Meeting of the Association for Computational Linguistics. find
- Herbert H. Clark. 1996. Using Language. Cambridge University Press, Cambridge, UK. find
- Karl Cobbe, Vineet Kosaraju, Mohammad Bavarian, Mark Chen, Heewoo Jun, Lukasz Kaiser, Matthias Plappert, Jerry Tworek, Jacob Hilton, Reiichiro Nakano, Christopher Hesse, and John Schulman. 2021. Training verifiers to solve math word problems. Preprint, arXiv:2110.14168.
- DeepSeek-AI, Daya Guo, Dejian Yang, Haowei Zhang, Junxiao Song, Ruoyu Zhang, Runxin Xu, Qihao Zhu, Shirong Ma, Peiyi Wang, Xiao Bi, Xiaokang Zhang, Xingkai Yu, Yu Wu, Z. F. Wu, Zhibin Gou, Zhihong Shao, Zhuoshu Li, Ziyi Gao, and 181 others. 2025a. Deepseek-r1: Incentivizing reasoning capability in l…
- DeepSeek-AI, Aixin Liu, Bei Feng, Bing Xue, Bingxuan Wang, Bochao Wu, Chengda Lu, Chenggang Zhao, Chengqi Deng, Chenyu Zhang, Chong Ruan, Damai Dai, Daya Guo, Dejian Yang, Deli Chen, Dongjie Ji, Erhang Li, Fangyun Lin, Fucong Dai, and 181 others. 2025b. Deepseek-v3 technical report. Preprint, arXiv:… find
- Dorottya Demszky, Dana Movshovitz-Attias, Jeongwoo Ko, Alan Cowen, Gaurav Nemade, and Sujith Ravi. 2020. Goemotions: A dataset of fine-grained emotions. Preprint, arXiv:2005.00547. find
- Kawin Ethayarajh, Winnie Xu, Niklas Muennighoff, Dan Jurafsky, and Douwe Kiela. 2024. Kto: Model alignment as prospect theoretic optimization. Preprint, arXiv:2402.01306. find
- Beverley Fehr and James A. Russell. 1984. Concept of emotion viewed from a prototype perspective. Journal of Experimental Psychology: General, 113(3):464–486. find
- Mor Geva, Daniel Khashabi, Elad Segal, Tushar Khot, Dan Roth, and Jonathan Berant. 2021. Did aristotle use a laptop? a question answering benchmark with implicit reasoning strategies. Preprint, arXiv:2101.02235. find
- Alec Go, Richa Bhayani, and Lei Huang. 2009. Twitter sentiment classification using distant supervision. Technical Report CS224N Project Report, Stanford University. find
- Karthik Gopalakrishnan, Behnam Hedayatnia, Qinlang Chen, Anna Gottardi, Sanjeev Kwatra, Anu Venkatesh, Raefer Gabriel, and Dilek Hakkani-Tur. 2023. Topical-chat: Towards knowledge-grounded open-domain conversations. Preprint, arXiv:2308.11995. — [arXiv:2308.11995](https://arxiv.org/abs/2308.11995) find
- Aaron Grattafiori, Abhimanyu Dubey, Abhinav Jauhri, Abhinav Pandey, Abhishek Kadian, Ahmad Al-Dahle, Aiesha Letman, Akhil Mathur, Alan Schelten, Alex Vaughan, Amy Yang, Angela Fan, Anirudh Goyal, Anthony Hartshorn, Aobo Yang, Archi Mitra, Archie Sravankumar, Artem Korenev, Arthur Hinsvark, and 542 o… — The Llama 3 Herd of Models
- Alastair Henry, Cecilia Thorsen, and Peter D. MacIntyre. 2021. Willingness to communicate in a multilingual context: part two, person-context dynamics. Journal of Multilingual and Multicultural Development, 42(9):827–841. find
- Edward J Hu, yelong shen, Phillip Wallis, Zeyuan Allen-Zhu, Yuanzhi Li, Shean Wang, Lu Wang, and Weizhu Chen. 2022. LoRA: Low-rank adaptation of large language models. In International Conference on Learning Representations.
- Harrison Lee, Samrat Phatale, Hassan Mansoor, Thomas Mesnard, Johan Ferret, Kellie Lu, Colton Bishop, Ethan Hall, Victor Carbune, Abhinav Rastogi, and Sushant Prakash. 2024. Rlaif vs. rlhf: Scaling reinforcement learning from human feedback with ai feedback. Preprint, arXiv:2309.00267. find
- Yanran Li, Hui Su, Xiaoyu Shen, Wenjie Li, Ziqiang Cao, and Shuzi Niu. 2017. DailyDialog: A manually labelled multi-turn dialogue dataset. In Proceedings of the Eighth International Joint Conference on Natural Language Processing (Volume 1: Long Papers), pages 986–995, Taipei, Taiwan. Asian Federati…
- Yinhan Liu, Myle Ott, Naman Goyal, Jingfei Du, Mandar Joshi, Danqi Chen, Omer Levy, Mike Lewis, Luke Zettlemoyer, and Veselin Stoyanov. 2019. Roberta: A robustly optimized bert pretraining approach. Preprint, arXiv:1907.11692.
- OpenAI. 2025. Gpt-5 system card. https://openai.com/research/gpt-5-system-card. Accessed: 2025-09-20. ↗
- OpenAI, Josh Achiam, Steven Adler, Sandhini Agarwal, Lama Ahmad, Ilge Akkaya, Florencia Leoni Aleman, Diogo Almeida, Janko Altenschmidt, Sam Altman, Shyamal Anadkat, Red Avila, Igor Babuschkin, Suchir Balaji, Valerie Balcom, Paul Baltescu, Haiming Bao, Mohammad Bavarian, Jeff Belgum, and 262 others.… — GPT-4 Technical Report
- Shrimai Prabhumoye, Sushant Choudhary, Eleni Spiliopoulou, Chris Bogart, Carolyn Rose, and Alan W Black. 2017. Linguistic markers of influence in informal interactions. In Proceedings of the Second Workshop on NLP and Computational Social Science, pages 53–62, Vancouver, Canada. Association for Comp… find
- Qwen, :, An Yang, Baosong Yang, Beichen Zhang, Binyuan Hui, Bo Zheng, Bowen Yu, Chengyuan Li, Dayiheng Liu, Fei Huang, Haoran Wei, Huan Lin, Jian Yang, Jianhong Tu, Jianwei Zhang, Jianxin Yang, Jiaxi Yang, Jingren Zhou, and 25 others. 2025. Qwen2.5 technical report. Preprint, arXiv:2412.15115. find
- Rafael Rafailov, Archit Sharma, Eric Mitchell, Stefano Ermon, Christopher D. Manning, and Chelsea Finn. 2024. Direct preference optimization: Your language model is secretly a reward model. Preprint, arXiv:2305.18290.
- Klaus R. Scherer and Harald G. Wallbott. 1997. ISEAR dataset: International survey on emotion antecedents and reactions. https://www.unige.ch/cisa/ research/materials-and-online-research/ research-material/. ↗
- John Schulman, Sergey Levine, Philipp Moritz, Michael I. Jordan, and Pieter Abbeel. 2017a. Trust region policy optimization. Preprint, arXiv:1502.05477. find
- John Schulman, Philipp Moritz, Sergey Levine, Michael Jordan, and Pieter Abbeel. 2018. High-dimensional continuous control using generalized advantage estimation. Preprint, arXiv:1506.02438. find
- John Schulman, Filip Wolski, Prafulla Dhariwal, Alec Radford, and Oleg Klimov. 2017b. Proximal policy optimization algorithms. Preprint, arXiv:1707.06347. find
Updated
This page in Markdown → https://md.research.elamur.ai/free/en/papers/zhang-2026-arf-rlhf-adaptive-reward-following/