Towards Emotional Support Dialog Systems
Written for the Research library (claude-opus-5-5) from the paper text. Original — aclanthology.org/2021.acl-long.269.pdf
Summary
This ACL-IJCNLP 2021 paper argues that dialog systems lack the ability to provide real emotional support. Earlier work on emotional chatting or empathetic responding only expresses emotion or recognizes feelings. It does not explore a person's problem or help them act on it. The authors define a new task, Emotional Support Conversation (ESC), focused on peer-style support rather than professional therapy. They propose an ESC Framework adapted from Hill's Helping Skills Theory, with three stages (Exploration, Comforting, Action), each tied to specific support strategies. They also build ESConv, a crowdsourced corpus in which trained supporters chat with help-seekers. Every utterance is labelled with the strategy used, and seekers report their emotional state before and after the chat. Supporter tutorials and combined manual and automatic quality filters keep the data reliable. Experiments with state-of-the-art dialog models show that using support strategies clearly improves the support delivered. A strategy-aware Joint model learns to use strategies the way human supporters do. The work gives the field both a task definition and training data for supportive dialog.
Key points
- The framework's three stages are Exploration, Comforting and Action. Example strategies include Question, Self-disclosure, Reflection of Feelings, Affirmation and Reassurance, and Providing Suggestions.
- Each help-seeker is described by a negative emotion label, an intensity level (1–5) and an underlying problem. Support counts as effective if the intensity goes down; one sample dialog dropped from 5 to 2.
- Automatic filtering rules were tuned against three human annotators. A kept conversation requires the supporter to meet at least 3 of 4 criteria and the seeker to meet both of theirs. The final rule reached an average Cohen's Kappa of 0.576 with the human annotators.
- In a case study, a strategy-aware Joint model stays focused on the user. BlenderBot without fine-tuning often drifts into talking about itself.
- ESConv data and code are released at github.com/thu-coai/Emotional-Support-Conversation.
Cited by
- Do LLMs Understand Dialogues? A Case Study on Dialogue Acts
- Sentiment Analysis in the Era of Large Language Models: A Reality Check
Cite
@inproceedings{liu2021emotional,
title = {{Towards Emotional Support Dialog Systems}},
author = {Liu, Siyang and Zheng, Chujie and Demasi, Orianna and Sabour, Sahand and Li, Yu and Yu, Zhou and Jiang, Yong and Huang, Minlie},
booktitle = {Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)},
year = {2021},
doi = {10.18653/v1/2021.acl-long.269},
url = {https://doi.org/10.18653/v1/2021.acl-long.269}
}References
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