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The historical phonology of Old English: a critical review

Paper · 2021 · Arjen Versloot

Summary

Versloot challenges the "Standard Theory" (ST) of pre-Old English sound change. This chronology goes back to Luick (1914–40) and was refined by Campbell, Brunner, Fulk, Stiles, Hogg and Ringe. The paper does not propose a full replacement. It audits the theory on methodological grounds, using Hogg's grammar as the main reference, checking it against the earliest Anglian material (the Épinal and Erfurt Glossaries and early Northumbrian fragments) and against early runic inscriptions.

The audit finds several problems:

  • The ST packs long chains of changes into roughly 450–700 CE, and some rules exist only to undo earlier ones: retraction reverses fronting, and smoothing reverses breaking.
  • None of these intermediate stages is confirmed by runes.
  • Inconvenient forms are routinely explained away as scribal error or dialect mixing.
  • The ST does not align with Old Frisian, a closely related language.

The author concludes that the accumulated inconsistencies make the theory untenable. A companion article offers an alternative chronology. The argument matters because the ST is presented as settled in every Old English handbook.

Key points

  • The ST compresses up to five successive stages per form into about 250 years. Kortlandt, reading Fulk (1998), counted vowels backing and fronting in alternation across stages 1 to 11.
  • The ST inverts a basic expectation: a later-attested variety should be further from the proto-language. Yet West Saxon, recorded about 200 years after the Anglian texts, is assigned fewer pre-historic changes than the older Anglian dialects.
  • Campbell (1977, §246) held that these changes can be dated only by theoretical reasoning, not from texts. Versloot calls this position unfalsifiable.
  • Specific weaknesses:
    • The general fronting of PGmc *a is unproven and is doubtful given the raïhan inscription.
    • The key forms ēa, slēan and nēowest have simpler explanations, and the 8th-century form neweste is overlooked.
    • Anglian smoothing is probably an artefact of the reconstruction.
  • Under the author's alternative order, breaking comes after i-mutation. This order derives EpGl feormat from PGmc *farmjan-, which the ST cannot do.

Interesting ideas

  • I1. Treat a rule whose only role is to cancel an earlier rule as a warning sign, not as part of the explanation.
  • I2. Before trusting a derivation, test it against a simple prior expectation, such as "later varieties show more changes"; an inverted result points to a modelling error.
  • I3. Count how many attested counterexamples a theory dismisses as noise, and treat a high count as evidence against the theory itself.
  • I4. Intermediate stages that no evidence attests should be minimised, and every posited step should carry a cost.
  • I5. Anchor the reconstruction in the oldest primary sources rather than in later, better-documented varieties.

For Mova

How these ideas could serve Mova, our small open language model — its files, stages and tests:

  • I1 (learn): Self-induced repair rules could be scanned for pairs that undo each other, and each pair replaced by one direct rule or the cause traced back to the earlier rule.
  • I2 (learn): Evaluation could include such expected-direction checks as extra negative controls; for example, a noisier input should never yield a more confident parse.
  • I3 (learn): When witness parsers disagree in silver data, log every case written off as annotator error, and review a rule whenever its exceptions pile up.
  • I4 (world): Any state or event that the text world infers without textual support could be marked as unattested, so that answers built on long unsupported chains are given lower confidence.
  • I5 (tree): When converting UD dialects or mixing treebanks, prefer annotations closest to the source scheme as the reference, and avoid inferring conventions backwards from heavily converted data.

Our summary of the paper, in our own words — not its text. The work belongs to its authors; read it at the links above.

 Institutions

Cite

Cite as Arjen Versloot. 2021. The historical phonology of Old English: a critical review. Papers in Historical Phonology 6.

The paper itself, not this page. BibTeX from the library's record of the work. DOI 10.2218/pihph.6.2021.6690

@inproceedings{versloot2021historical,
  title = {{The historical phonology of Old English: a critical review}},
  author = {Arjen Versloot},
  booktitle = {Papers in Historical Phonology 6},
  year = {2021},
  doi = {10.2218/pihph.6.2021.6690},
  url = {https://doi.org/10.2218/pihph.6.2021.6690}
}

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