Anaphor Resolution and the Scope of Syntactic Constraints
Summary
The paper asks how Chomsky's Binding Theory can be turned into a practical component of an anaphor resolver, and where purely syntactic constraints stop being enough. Stuckardt describes the resolver built into the KONTEXT text analysis system for German. It handles reflexives, nonreflexive pronouns and definite common nouns. The system first filters candidates using morphosyntactic agreement, binding principles A/B/C, and a definiteness condition on cataphora. It then ranks the remaining candidates with preferences such as recency, subject preference and case role inertia.
Resolving each anaphor independently can produce index assignments that jointly violate binding principles. A literal generate-and-test implementation avoids this but costs exponential time. The proposed algorithm instead orders decisions by plausibility and re-checks binding constraints dynamically against earlier choices. This catches such conflicts at modest cost, although it does not guarantee a globally optimal solution.
The author also shows that deverbal NPs can set up local binding domains whose implicit subject only pragmatic inference can identify. Syntax alone therefore cannot always decide binding.
Key points
- Earlier work motivates the syntax-centred approach. Hobbs (1978) resolved over 80% of pronouns with a "naive" syntactic algorithm, and selectional constraints added about 3.5%. In Lappin and Leass (1994), lexical preference statistics added only about 3% and scored below 35% when used alone.
- KONTEXT relies on a dependency grammar. Its dependency trees are converted into a simplified surface phrase structure, because binding-relevant details such as subject–object asymmetry and local domains are not visible in raw dependencies. The paper criticizes Strube and Hahn (1995) for checking binding directly on dependency structure.
- The algorithm works in three steps:
- It ranks candidates for each anaphor.
- It sorts all anaphors globally by the plausibility of their best candidate.
- It accepts a candidate only if agreement and binding still hold given the coindexings already chosen.
- Contrasts like "accepts/revises the decision for him(self)" show that the implicit subject of a deverbal NP may require pragmatic inference. Approaches that consider only domains created by possessive determiners can therefore go wrong.
- For future work, the author proposes integrating parsing decisions (attachment, syntactic function) with anaphor resolution rather than running them in sequence.
Cite
@inproceedings{stuckardt1996anaphor,
title = {{Anaphor Resolution and the Scope of Syntactic Constraints}},
author = {Stuckardt, Roland},
booktitle = {COLING 1996 Volume 2: The 16th International Conference on Computational Linguistics},
year = {1996},
doi = {10.3115/993268.993330},
url = {https://doi.org/10.3115/993268.993330}
}References
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