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An English Dictionary for Computerized Syntactic and Semantic Processing Systems

Paper · 1973 · Raoul N. Smith and Edward Maxwell

Summary

The authors argue that natural-language processing systems of the early 1970s fail partly because their lexicons are tiny, usually only a few hundred items. They plan a large computerized English dictionary that can serve two roles: a component inside language-processing programs, and a database for syntactic and semantic research. The paper identifies the main obstacles. Conventional dictionaries are circular, a realistic lexicon needs very large storage, and pointer-chasing lookups are slow. It then surveys the linguistic information such a resource should hold. Its main sources are the Soviet "explanatory-combinatory" dictionary of Apresjan, Mel'čuk and Žolkovsky, Fillmore's case frames and lexical requirements, McCawley's semantic atoms, factivity, genericity and specificity, and graded (fuzzy) features from Ross and Lakoff. The authors propose a model meant to reduce storage and search costs. Their appendices show machine-sorted adjective definitions drawn from a standard dictionary. The work matters as an early argument that a lexicon should encode relations, argument structure and alternations, not only glosses.

Key points

  • The authors estimate that a usable English dictionary needs at least 200,000 entries, including inflected forms.
  • They give storage arithmetic to show why naive designs fail:
    • About 20 definition words per entry would mean 4,000,000 stored words.
    • Chomsky-style entries would need roughly 20 features each.
  • Definitions in standard dictionaries are circular. Roughly 50% of the vocabulary shows up inside definitions (Olney, personal communication).
  • The paper reviews the Apresjan/Mel'čuk/Žolkovsky entry format, which has ten fields, including syntactic potential, lexical functions, lexical universe and synonym discrimination. It lists lexical functions such as:
    • Syn, Conv, Anti and Gen
    • S0, A0, Sinstr and Mult
    • Figur, Oper, Fin and Son
  • The paper draws on Fillmore's set of case roles, which covers extent, time, place, goal, source, object, instrument, experiencer and agent. It also lists his eight kinds of information a lexicon must expose. The planned uses are AI systems, computer-assisted instruction (PLATO), lexicon testing and information retrieval.

Interesting ideas

  • I1. The Conv lexical function pairs predicates that describe one situation with swapped roles, such as sell/buy, precede/follow and beat/lose to. Storing these pairs explicitly lets different surface sentences converge on the same meaning.
  • I2. Oper links an event noun to its typical support verb, as in lend support, suffer defeat and experience a recession. The verb then adds little meaning, and the noun carries the event.
  • I3. Syntactic potential records which arguments may surface as subject. For example, "break" lets the object become subject ("the window broke"), but "hit" does not.
  • I4. Predicates can constrain the role of their subject. "Be happy" demands an experiencer, while "be warm" accepts an object, place, time or instrument, and adverbs like "personally" act as diagnostics.
  • I5. Non-circular definitions built from a small set of semantic atoms, as in redden = cause to come to be red, give an exact paraphrase instead of a gloss.

For Mova

How these ideas could serve Mova, our small open language model — its files, stages and tests:

  • I1 (world): A Conv table over verb classes would let "A sold B to C" and "C bought B from A" produce one transfer event with identical holdings.
  • I2 (frames): When a UD object of a known Oper verb is an event noun, build the frame from the noun and map the subject to the noun's participant role.
  • I3 (frames): Encoding causative and instrument-subject alternations per verb would let role assignment correctly label a patient or instrument that appears in nsubj position.
  • I4 (frames): Role constraints on adjectival predicates could disambiguate the subject's role and flag odd readings, keeping explanations explicit.
  • I5 (back): Decomposing verbs into atoms like CAUSE/BECOME/STATE would give the graph-to-text step a principled way to paraphrase or lexicalize events.

Our summary of the paper, in our own words — not its text. The work belongs to its authors; read it at the links above.

 Fields, topics and concepts

📚 Shelves 4The field of science this work belongs to (OpenAlex fields).Computer Science · 18,614 worksArtificial Intelligence · 17,965 worksArts and Humanities · 17,450 worksLanguage and Linguistics · 17,296 works

🧭 Topics 1Research subjects and languages the work is about.English · 2,379 works

Cite

Cite as Raoul N. Smith and Edward Maxwell. 1973. An English Dictionary for Computerized Syntactic and Semantic Processing Systems. COLING 1973 Volume 1: Computational And Mathematical Linguistics: Proceedings of the International Conference on Computational Linguistics.

The paper itself, not this page. BibTeX from the library's record of the work.

@inproceedings{smith1973english,
  title = {{An English Dictionary for Computerized Syntactic and Semantic Processing Systems}},
  author = {Raoul N. Smith and Edward Maxwell},
  booktitle = {COLING 1973 Volume 1: Computational And Mathematical Linguistics: Proceedings of the International Conference on Computational Linguistics},
  year = {1973},
  doi = {10.3115/992532.992563},
  url = {https://doi.org/10.3115/992532.992563}
}

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