Evaluating Humanities Theory Alignment in Large Language Models: Incremental Prompting and Statistical Assessment
Summary
The paper asks whether LLMs behave in line with particular humanities theories even when no one tells them to, and whether their behavior shifts as they receive more and more information about a theory. The authors propose a top-down, black-box behavioral alignment workflow. Each theory's core assumption is turned into conditional rules, and from these rules they hand-build small test sets. They apply this to three theories: Davidson's truth-conditional semantics (radical interpretation), Lewis's truth in fiction, and Iser's textual gaps (Leerstelle). Four instruction-tuned models receive three kinds of prompts: sentence-completion ("basic"), theory-uninformed classification, and theory-enriched classification, plus a variant that removes notation. Significance tests are then used to compare the prompt types. Theory-uninformed prompts generally did better for Lewis and Iser, while theory input helped on the Davidson task. Gap detection proved much harder than the binary truth judgments. Feeding theory step by step gave unstable effects that depended on the model. The authors conclude that theory alignment cannot be judged from enriched prompts alone. Reliable LLM use in Computational Literary Studies requires precise operationalizations and reference data.
Key points
- Gemini 3 Flash scored best across tasks and corpora and stayed robust as theoretical and notational complexity grew. Claude degraded when given formalized theory with logical notation.
- Performance on the Iser gap task was clearly lower than on the binary tasks:
- best mean F1 was 0.768 for Iser versus 0.924 for the binary tasks;
- per-class F1 on Iser was about 0.27.
- Removing formal symbols lowered performance, which suggests the models may use notation as structural scaffolding. This effect was tested only in the Davidson setting.
- The datasets are small and manually constructed:
- 170 items for Davidson;
- 68–74 items per Lewis setting;
- 60 Iser items per corpus.
- The authors queried the models through OpenRouter's API, running each condition just 2–3 times at a temperature of 0.1, which is why they describe the results as indicative. Basic completion prompts did poorly across all metrics because instruction-tuned models do not behave like plain next-token predictors.
Cite
@inproceedings{pichler2026evaluating,
title = {{Evaluating Humanities Theory Alignment in Large Language Models: Incremental Prompting and Statistical Assessment}},
author = {Pichler, Axel and Pagel, Janis},
booktitle = {Proceedings of the 10th Joint SIGHUM Workshop on Computational Linguistics for Cultural Heritage, Social Sciences, Humanities and Literature 2026},
year = {2026},
doi = {10.18653/v1/2026.latechclfl-1.27},
url = {https://doi.org/10.18653/v1/2026.latechclfl-1.27}
}References
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