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Predictability and Surprise in Large Generative Models

Paper · 2022 · Deep Ganguli, Danny Hernandez, Liane Lovitt et al.

Summary

This Anthropic position paper (FAccT '22) examines a tension in large generative models such as GPT-3, Gopher, LaMDA and Megatron-Turing NLG. Scaling laws let developers forecast how loss on a broad training distribution drops as compute, data and parameters increase. That forecastability makes investment in bigger systems look low-risk. Yet nobody can know in advance which specific skills a model will have, what inputs it will meet, or what it will produce. The authors split this thesis into four properties: smooth general scaling, abrupt task-specific scaling, open-ended inputs and open-ended outputs. They support each property with published results, real-world observations and two new experiments on language models. These experiments illustrate harms that arise from unpredictability, including harmful outputs that emerge as models grow. The paper then analyzes the economic, scientific and prestige incentives that push deployment, along with barriers such as cost, talent and missing standards. It also measures a growing gap between academia and industry. The work is significant because it forecasts a spread of actors releasing powerful but poorly understood models, and it proposes concrete policy responses.

Key points

  • The paper identifies four distinguishing features of large generative models: smooth general capability scaling, abrupt specific capability scaling, open-ended inputs/domains, and open-ended outputs.
  • Figure 1 is adapted from earlier scaling-law work (ref. [43]). It shows test loss following power laws in compute (petaflop-days), dataset size (tokens) and number of parameters.
  • Sudden capability jumps are illustrated with three examples from prior literature. In the authors' experience, such jumps affect a minority of tasks but are not rare. They call for systematic study of these jumps, including through mechanistic interpretability.
  • The empirical contributions are two novel experiments on harms from unpredictability, examples of toxic outputs that increase with scale, and a quantitative analysis of the academia–industry divide in large-model development.
  • Recommended interventions include:
    • governance structures that give broader stakeholders a say in deployment decisions;
    • government support for measuring, monitoring and auditing AI systems;
    • funding for evaluation tooling, such as Eleuther's Language Model Evaluation Harness, BIG-bench and HuggingFace's BERTology tools.

Our summary of the paper, in our own words — not its text. The work belongs to its authors; read it at the links above.

 Institutions

 Fields, topics and concepts

Cite

Cite as Deep Ganguli, Danny Hernandez, Liane Lovitt, Nova DasSarma, Tom Henighan, Andy Jones, Nicholas Joseph, Jackson Kernion, Ben Mann, Amanda Askell, Yuntao Bai, Anna Chen, Tom Conerly, Dawn Drain, Nelson Elhage, Sheer El Showk, Stanislav Fort, Zac Hatfield-Dodds, Scott Johnston, Shauna Kravec, Neel Nanda, Kamal Ndousse, Catherine Olsson, Daniela Amodei, Dario Amodei, Tom Brown, Jared Kaplan, Sam McCandlish, Chris Olah and Jack Clark. 2022. Predictability and Surprise in Large Generative Models. arXiv:2202.07785.

The paper itself, not this page. BibTeX from the library's record of the work. DOI 10.1145/3531146.3533229 · arXiv 2202.07785

@misc{ganguli2022predictability,
  title = {{Predictability and Surprise in Large Generative Models}},
  author = {Deep Ganguli, Danny Hernandez, Liane Lovitt, Nova DasSarma, Tom Henighan, Andy Jones, Nicholas Joseph, Jackson Kernion, Ben Mann, Amanda Askell, Yuntao Bai, Anna Chen, Tom Conerly, Dawn Drain, Nelson Elhage, Sheer {El Showk}, Stanislav Fort, Zac Hatfield-Dodds, Scott Johnston, Shauna Kravec, Neel Nanda, Kamal Ndousse, Catherine Olsson, Daniela Amodei, Dario Amodei, Tom Brown, Jared Kaplan, Sam McCandlish, Chris Olah and Jack Clark},
  year = {2022},
  doi = {10.1145/3531146.3533229},
  eprint = {2202.07785},
  archivePrefix = {arXiv},
  url = {https://doi.org/10.1145/3531146.3533229}
}

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